Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2021)
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Coutts & Company
FRN 122287
- SMF16 Compliance Oversight (since 2 Aug 2020)
- SMF4 Chief Risk (since 2 Aug 2020)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 8 Mar 2023)
- [FCA CF] Material risk taker (3 Mar 2017 to 20 Dec 2022)
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RBS Collective Investment Funds Limited
FRN 122139
- SMF16 Compliance Oversight (since 2 Aug 2020)
- CF10 Compliance Oversight (15 Dec 2017 to 13 Sep 2018)
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- SMF16 Compliance Oversight (2 Jul 2025 to 26 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 Jul 2025 to 26 Aug 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.