Stephen Robin Sanders

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF11 Money Laundering Reporting (24 Oct 2017 to 12 Jun 2018)
    • CF10 Compliance Oversight (3 Mar 2016 to 25 Jul 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2017 to 12 Jun 2018)
    • SMF16 Compliance Oversight (7 Mar 2016 to 25 Jul 2019)
    • CF10 Compliance Oversight (3 Mar 2016 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2017 to 12 Jun 2018)
    • SMF16 Compliance Oversight (7 Mar 2016 to 25 Jul 2019)
    • CF10 Compliance Oversight (3 Mar 2016 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2017 to 12 Jun 2018)
    • SMF16 Compliance Oversight (7 Mar 2016 to 25 Jul 2019)
    • CF10 Compliance Oversight (3 Mar 2016 to 6 Mar 2016)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • CF11 Money Laundering Reporting (24 Oct 2017 to 12 Jun 2018)
    • CF10 Compliance Oversight (3 Mar 2016 to 25 Jul 2019)
  • Max Recovery Limited (no longer approved here)

    FRN 720206

    • CF11 Money Laundering Reporting (24 Oct 2017 to 12 Jun 2018)
  • Topaz Finance Limited (no longer approved here)

    FRN 461671

    • CF10 Compliance Oversight (21 Apr 2009 to 20 Aug 2009)
    • CF11 Money Laundering Reporting (21 Apr 2009 to 1 Sep 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (19 Mar 2009 to 3 Feb 2010)
    • CF11 Money Laundering Reporting (18 Nov 2008 to 1 Sep 2010)
    • CF10 Compliance Oversight (3 Mar 2003 to 1 Sep 2010)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF11 Money Laundering Reporting (18 Nov 2008 to 1 Sep 2010)
    • CF10 Compliance Oversight (3 Mar 2003 to 1 Sep 2010)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF11 Money Laundering Reporting (18 Nov 2008 to 1 Sep 2010)
    • CF10 Compliance Oversight (4 Mar 2003 to 1 Sep 2010)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (33)CF11 Money Laundering Reporting at Tesco Personal Finance Limited

  2. controlled function added: (34)CF10 Compliance Oversight at Tesco Personal Finance Limited