QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Rossiter

    IRN LJR00013

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Aug 2022)
    • CF30 Customer (9 Aug 2012 to 26 Aug 2022)
    • CF1 Director (AR) (9 Aug 2012 to 26 Aug 2022)
  • Lee Roy John Green

    IRN LRG01021

    • CF1 Director (AR) (26 Apr 2013 to 7 Dec 2016)
  • Lee Spooner

    IRN LXS01520

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Sep 2025)
    • CF1 Director (AR) (14 Mar 2014 to 19 Sep 2025)
    • CF30 Customer (2 Apr 2012 to 19 Sep 2025)
  • Leonardus Adriaan Deist

    IRN LXD24624

    • SMF24 Chief Operations (20 Apr 2020 to 30 Sep 2022)
  • Lesley Vitty

    IRN LXV00013

    • [FCA CF] Manager of certification employee (since 17 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
  • Leslie Jackson

    IRN LTJ00002

    • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
  • Lewis Hames

    IRN LXH00101

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 22 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jun 2020)
  • Lewis Harvey

    IRN LXH00486

    • [FCA CF] Significant management (21 Aug 2023 to 20 Sep 2024)
  • Lewis James Jones

    IRN LJJ00018

    • CF30 Customer (5 Jul 2011 to 27 Dec 2012)
  • Liam Brown

    IRN LXB01979

    • [FCA CF] Client dealing (7 Dec 2022 to 9 Jan 2024)
    • [FCA CF] Functions requiring qualifications (7 Dec 2022 to 9 Jan 2024)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.