Lewis James Jones

• Ascot Lloyd Limited

  FRN 578614

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Feb 2021)
  • [FCA CF] Client dealing (since 23 Feb 2021)
  • CF30 Customer (8 Feb 2018 to 8 Dec 2019)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF30 Customer (25 Sep 2015 to 6 Mar 2016)
  • CF22 Investment Adviser (Trainee) (21 Feb 2003 to 3 Oct 2003)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (24 Jul 2014 to 6 May 2015)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (227)Employed By (24 Jul 2014 to 6 May 2015)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (5 Jul 2011 to 27 Dec 2012)
• Charles Derby Associates Wealth Management Ltd (no longer approved here)

  FRN 513083

  • Employed By (5 Jul 2011 to 27 Dec 2012)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (27 Nov 2009 to 4 Jan 2010)

No changes recorded yet.