QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan John Lane Eardley

  IRN DXE35335

  • [FCA CF] Significant management (since 1 Jul 2020)
• Duncan May

  IRN DXM00214

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 7 Mar 2023)
• Duncan Waterston

  IRN DSW01080

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2026)
  • CF1 Director (AR) (20 Aug 2014 to 26 Apr 2019)
  • CF30 Customer (2 Apr 2012 to 26 Apr 2019)
• Eamonn Eric Dorling

  IRN EED00002

  • CF30 Customer (15 Apr 2014 to 16 Dec 2015)
• Ed Buckley

  IRN EGB00005

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 18 Sep 2015)
• Edward James Hewitt

  IRN EJH01089

  • CF30 Customer (17 Nov 2011 to 18 Nov 2011)
  • CF1 Director (AR) (17 Nov 2011 to 18 Nov 2011)
• Edward John Rogers Cookman

  IRN EJC00015

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 2 Apr 2012)
  • CF4 Partner (AR) (2 Apr 2012 to 31 Aug 2017)
• Edward Keith Ingram

  IRN EKI00001

  • CF1 Director (AR) (10 Mar 2011 to 22 Jun 2016)
  • CF30 Customer (10 Mar 2011 to 30 Jul 2013)
• Edward Mawdsley

  IRN EXM01281

  • CF1 Director (AR) (15 Nov 2004 to 15 Dec 2006)
• Edward Morris

  IRN EXM01538

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 May 2021)
  • CF30 Customer (26 Jun 2017 to 6 May 2021)

• Mercia Financial Planning Ltd (no longer appointed)

  FRN 664007 · Appointed 7 Jan 2015 · Until 27 Apr 2016

• Ian Shires (no longer appointed)

  FRN 532957 · Appointed 31 Oct 2014 · Until 20 Nov 2020

• Kennedy Wilde Associates LLP (no longer appointed)

  FRN 615724 · Appointed 30 Sep 2014 · Until 3 May 2019

• Property Ace Uk Ltd (no longer appointed)

  FRN 609381 · Appointed 16 Sep 2014 · Until 27 Nov 2020

• Four M Accounting Services Ltd (no longer appointed)

  FRN 534446 · Appointed 17 Jun 2014 · Until 25 Nov 2020

• Investrium Ltd (no longer appointed)

  FRN 622685 · Appointed 15 May 2014 · Until 25 Apr 2018

• DFP Wealth Management Ltd (no longer appointed)

  FRN 623153 · Appointed 12 May 2014 · Until 1 Nov 2016

• CT Finance Ltd (no longer appointed)

  FRN 591343 · Appointed 12 May 2014 · Until 8 Apr 2015

• Fundamental Planning (UK) Limited (no longer appointed)

  FRN 622579 · Appointed 2 May 2014 · Until 31 Jan 2017

• Forces Advice Ltd (no longer appointed)

  FRN 622403 · Appointed 29 Apr 2014 · Until 26 Aug 2016

No changes recorded yet.