Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
KEYSTONE FINANCIAL LIMITED
FRN 501917
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Nov 2021)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
-
- Employed By (20 Feb 2012 to 16 Dec 2021)
-
- CF1 Director (AR) (17 Nov 2011 to 18 Nov 2011)
- CF30 Customer (17 Nov 2011 to 18 Nov 2011)
-
- CF30 Customer (8 Apr 2010 to 1 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.