Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
  • Bayliss & Co (Wealth Management) Limited (no longer approved here)

    FRN 567217

    • Employed By (20 Feb 2012 to 16 Dec 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (17 Nov 2011 to 18 Nov 2011)
    • CF30 Customer (17 Nov 2011 to 18 Nov 2011)
  • Tallychart Limited (no longer approved here)

    FRN 137463

    • CF30 Customer (8 Apr 2010 to 1 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.