Duncan Waterston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 Feb 2026)
    • CF1 Director (AR) (since 16 Jan 2026)
    • CF30 Customer (since 16 Jan 2026)
  • Escom Ltd

    FRN 436702

    • (2)Employed By (since 21 May 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 30 Jan 2026)
    • CF30 Customer (4 Jun 2025 to 5 Feb 2026)
    • CF1 Director (AR) (4 Jun 2025 to 5 Feb 2026)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2026)
    • CF1 Director (AR) (20 Aug 2014 to 26 Apr 2019)
    • CF30 Customer (2 Apr 2012 to 26 Apr 2019)
  • Bright Wealth Ltd (no longer approved here)

    FRN 502727

    • Employed By (25 Jun 2009 to 26 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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