QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Ronald Owen

  IRN PRO00005

  • CF30 Customer (11 Jan 2013 to 25 Jan 2013)
• Philip Simcock

  IRN PXS00183

  • CF30 Customer (1 Nov 2007 to 22 Aug 2011)
  • CF21 Investment Adviser (11 Feb 2003 to 31 Oct 2007)
• Phillip Anthony Wrigley

  IRN PXW00371

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 17 May 2023)
  • CF30 Customer (since 15 May 2023)
• Phillip Broeders

  IRN PXB48031

  • Appointed representative dealing with clients for which they require qualification (1 Apr 2020 to 17 Feb 2023)
• Phillip Paul McCarthy

  IRN PPM00003

  • CF30 Customer (2 Apr 2012 to 23 Nov 2012)
• Piers Anthony Charles Langstone Bolt

  IRN PAB00021

  • CF4 Partner (AR) (2 Apr 2012 to 2 Dec 2013)
  • CF30 Customer (2 Apr 2012 to 2 Dec 2013)
• Praful Chatubhai Patael

  IRN PCP00004

  • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
  • CF21 Investment Adviser (13 Feb 2004 to 31 Oct 2007)
• Priti Verma

  IRN PXV01292

  • SMF16 Compliance Oversight (15 Jun 2023 to 11 Oct 2024)
  • SMF4 Chief Risk (15 Jun 2023 to 11 Oct 2024)
• Racheal Christine Jones

  IRN RCJ01047

  • CF1 Director (AR) (12 May 2009 to 29 Dec 2009)
• Rachel Lowe

  IRN RXL00079

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2022)

• Mercia Financial Planning Ltd (no longer appointed)

  FRN 664007 · Appointed 7 Jan 2015 · Until 27 Apr 2016

• Ian Shires (no longer appointed)

  FRN 532957 · Appointed 31 Oct 2014 · Until 20 Nov 2020

• Kennedy Wilde Associates LLP (no longer appointed)

  FRN 615724 · Appointed 30 Sep 2014 · Until 3 May 2019

• Property Ace Uk Ltd (no longer appointed)

  FRN 609381 · Appointed 16 Sep 2014 · Until 27 Nov 2020

• Four M Accounting Services Ltd (no longer appointed)

  FRN 534446 · Appointed 17 Jun 2014 · Until 25 Nov 2020

• Investrium Ltd (no longer appointed)

  FRN 622685 · Appointed 15 May 2014 · Until 25 Apr 2018

• DFP Wealth Management Ltd (no longer appointed)

  FRN 623153 · Appointed 12 May 2014 · Until 1 Nov 2016

• CT Finance Ltd (no longer appointed)

  FRN 591343 · Appointed 12 May 2014 · Until 8 Apr 2015

• Fundamental Planning (UK) Limited (no longer appointed)

  FRN 622579 · Appointed 2 May 2014 · Until 31 Jan 2017

• Forces Advice Ltd (no longer appointed)

  FRN 622403 · Appointed 29 Apr 2014 · Until 26 Aug 2016

No changes recorded yet.