Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 6 Mar 2013)
- CF30 Customer (since 6 Mar 2013)
- CF30 Customer (16 Nov 2009 to 1 Apr 2012)
- CF4 Partner (AR) (16 Nov 2009 to 1 Apr 2012)
-
Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 6 Mar 2013)
-
Cloud Wealth Management Ltd
FRN 595703
- Employed By (since 6 Mar 2013)
-
- CF4 Partner (AR) (2 Apr 2012 to 2 Dec 2013)
- CF30 Customer (2 Apr 2012 to 2 Dec 2013)
-
- Employed By (9 Dec 1999 to 29 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.