QUILTER WEALTH LIMITED

FRN: 217742
Date authorised: 1 April 2013
Companies House: 04500273
Last scraped: 1 day ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate

For Retail (Investment), Professional
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stephen Mark Bennett
IRN SXB00005
- (227)CF30 Customer (11 Feb 2011 to 23 Dec 2011)
Stephen Neal Baldwin
IRN SNB01039
- (2188)CF30 Customer (25 Apr 2012 to 27 Dec 2012)
Stephen Paul Fryett
IRN SPF01054
- (110)[FCA CF] Significant management (since 19 Jul 2023)
- (906)CF1 Director (AR) (7 Dec 2012 to 20 Nov 2019)
- (907)CF1 Director (24 Feb 2010 to 18 Sep 2013)
Stephen Peter Burrows
IRN SPB01180
- (1814)CF30 Customer (15 Jan 2010 to 8 Aug 2010)
Stephen Peter Chadwick
IRN SPC00026
- (107)CF1 Director (21 Mar 2007 to 11 Jun 2008)
- (104)Responsible for Insurance Mediation (21 Mar 2007 to 11 Jun 2008)
- (105)CF11 Money Laundering Reporting (21 Mar 2007 to 11 Jun 2008)
- (106)CF10 Compliance Oversight (21 Mar 2007 to 11 Jun 2008)
Stephen Philip Campbell
IRN SPC00022
- (1221)CF30 Customer (2 Apr 2012 to 20 Jan 2017)
Stephen Philip Widdison
IRN SXW00032
- (400)CF30 Customer (2 Apr 2012 to 30 Apr 2019)
Stephen Quentin Paul
IRN SQP00001
- (3)CF30 Customer (26 Jul 2013 to 28 Apr 2014)
Stephen Richards
IRN SXR01533
- (34)CF30 Customer (14 May 2010 to 30 Sep 2010)
Stephen Stewart Watters
IRN SXW01724
- (288)CF4 Partner (AR) (18 Dec 2009 to 28 Mar 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Darrell Cable Independent Financial Adviser (no longer appointed)
FRN 492172 · Appointed 1 Dec 2008 · Until 19 Dec 2011
Gary Hulme (no longer appointed)
FRN 491281 · Appointed 11 Nov 2008 · Until 27 Nov 2020
Money@IFA Ltd (no longer appointed)
FRN 490956 · Appointed 3 Nov 2008 · Until 31 Mar 2011
Bespoke Financial Services Ltd (no longer appointed)
FRN 490636 · Appointed 23 Oct 2008 · Until 31 Dec 2014
Affinity Financial Advice (no longer appointed)
FRN 489101 · Appointed 19 Sep 2008 · Until 13 Sep 2010
Darren Ralph (no longer appointed)
FRN 489051 · Appointed 18 Sep 2008 · Until 15 May 2010
Reynolds Wealth Management Ltd (no longer appointed)
FRN 488179 · Appointed 16 Sep 2008 · Until 31 Aug 2011
Riversure IFA Ltd (no longer appointed)
FRN 488914 · Appointed 16 Sep 2008 · Until 2 Dec 2008
Keith Palmer (no longer appointed)
FRN 215029 · Appointed 11 Sep 2008 · Until 24 Feb 2012
Think Financial Services Ltd (no longer appointed)
FRN 486900 · Appointed 31 Jul 2008 · Until 24 Feb 2009

Recent activity

Updates to this firm's record on the FCA register.

1 day ago
trading name added: Mint Wealth Management
1 day ago
trading name added: Mint Wealth Advisers
1 day ago
trading name added: Mint Financial Services Limited
1 day ago
trading name added: Intrinsic Wealth Limited
1 day ago
trading name added: Intrinsic Independent Limited
1 day ago
permission removed: CBTL Effective Date
1 day ago
permission removed: CBTL Status
1 day ago
controlled function added: (488)SMF11 Chair of the Audit Committee
1 day ago
controlled function added: (487)SMF1 Chief Executive
1 day ago
controlled function added: (486)SMF2 Chief Finance

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.