Stephen Neal Baldwin

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDICUS LTD

    FRN 980271

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2023)
    • [FCA CF] CASS oversight function (since 6 Mar 2023)
    • [FCA CF] Client dealing (since 6 Mar 2023)
    • [FCA CF] Benchmark submission and administration (since 6 Mar 2023)
    • [FCA CF] Significant management (since 6 Mar 2023)
    • SMF16 Compliance Oversight (since 11 Jan 2023)
    • Responsibility for MCD Intermediation (since 11 Jan 2023)
    • Responsible for Insurance Distribution (since 11 Jan 2023)
    • SMF3 Executive Director (since 11 Jan 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Feb 2023)
    • CF1 Director (AR) (16 Aug 2019 to 16 Feb 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (17 Aug 2018 to 7 Aug 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (25 Apr 2012 to 27 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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