Stephen Peter Chadwick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ATOS BPS LIMITED (no longer approved here)
FRN 772582
- CF11 Money Laundering Reporting (8 Sep 2017 to 27 Nov 2018)
- CF10 Compliance Oversight (8 Sep 2017 to 27 Nov 2018)
Teachers Assurance Company Limited (no longer approved here)
FRN 202569
- CF28 Systems and controls (15 Mar 2011 to 10 Oct 2011)
- CF10 Compliance Oversight (15 Mar 2011 to 10 Oct 2011)
- CF11 Money Laundering Reporting (15 Mar 2011 to 10 Oct 2011)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF11 Money Laundering Reporting (21 Mar 2007 to 11 Jun 2008)
- Responsible for Insurance Mediation (21 Mar 2007 to 11 Jun 2008)
- CF10 Compliance Oversight (21 Mar 2007 to 11 Jun 2008)
- CF1 Director (21 Mar 2007 to 11 Jun 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.