QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lisa Davies

  IRN LXD01281

  • CF30 Customer (25 May 2011 to 18 Jul 2011)
• Lisa Holloway

  IRN LXH00100

  • [FCA CF] Client dealing (1 Sep 2020 to 22 Jan 2024)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 22 Jan 2024)
• Lisa Michelle Laughton

  IRN LML00016

  • CF30 Customer (16 Apr 2010 to 29 Nov 2010)
  • CF1 Director (AR) (16 Nov 2009 to 21 Jun 2011)
• Lisa Swinney

  IRN LXS00104

  • [FCA CF] Manager of certification employee (since 31 Jan 2024)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
• Lloyd Nunn

  IRN LAN00001

  • CF1 Director (AR) (15 Sep 2014 to 29 Nov 2022)
• Loess Storm Wool Overbury-Tapper

  IRN LSO00008

  • CF4 Partner (AR) (27 Nov 2009 to 19 Jun 2014)
• Lorna Spurr

  IRN LXS00328

  • [FCA CF] Manager of certification employee (3 Nov 2021 to 9 May 2023)
• Lorraine Clare Ring

  IRN LCR00005

  • CF1 Director (AR) (14 Apr 2015 to 14 Jan 2022)
  • CF4 Partner (AR) (2 Apr 2012 to 2 Jun 2015)
• Louise O'Reilly

  IRN LMB00026

  • CF30 Customer (22 Jun 2010 to 1 Mar 2013)
  • CF1 Director (AR) (22 Jun 2010 to 1 Mar 2013)
• Louise Ross Mair

  IRN LRM01037

  • CF4 Partner (AR) (1 Apr 2011 to 28 Apr 2011)

• Peter Robin Hawkins (no longer appointed)

  FRN 186308 · Appointed 17 Sep 2012 · Until 8 Apr 2016

• BHW Financial Services Limited (no longer appointed)

  FRN 585639 · Appointed 5 Sep 2012 · Until 20 Apr 2015

• Colville Hartley & Parsons Financial Services Ltd (no longer appointed)

  FRN 585900 · Appointed 31 Aug 2012 · Until 10 Feb 2021

• Brian Meehan (no longer appointed)

  FRN 587077 · Appointed 29 Aug 2012 · Until 27 Nov 2020

• Carol Boddie (no longer appointed)

  FRN 229896 · Appointed 22 Aug 2012 · Until 25 Feb 2013

• Invest Northern Counties Ltd (no longer appointed)

  FRN 586447 · Appointed 16 Aug 2012 · Until 28 Oct 2014

• The Financial Changing Rooms Limited (no longer appointed)

  FRN 211415 · Appointed 10 Aug 2012 · Until 31 Dec 2013

• The Aaron Partnership (no longer appointed)

  FRN 229874 · Appointed 9 Aug 2012 · Until 4 Aug 2020

• Gary Walker (no longer appointed)

  FRN 586089 · Appointed 9 Aug 2012 · Until 5 Oct 2019

• Sovereign Wealth Advisory Limited (no longer appointed)

  FRN 584609 · Appointed 8 Aug 2012 · Until 30 Sep 2013

No changes recorded yet.