Lisa Michelle Laughton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (16 Apr 2010 to 29 Nov 2010)
- CF1 Director (AR) (16 Nov 2009 to 21 Jun 2011)
Venus Financial Planning Ltd (no longer approved here)
FRN 511243
- Employed By (16 Nov 2009 to 21 Jun 2011)
Passward Financial Planning (no longer approved here)
FRN 193979
- Employed By (1 Jul 2003 to 14 Jan 2004)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Nov 2002)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.