Lloyd Nunn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 25 Jul 2008)
    • CF1 Director (AR) (15 Sep 2014 to 29 Nov 2022)
    • CF4 Partner (AR) (25 Jul 2008 to 30 May 2013)
    • CF30 Customer (1 Nov 2007 to 14 Jul 2008)
    • CF22 Investment Adviser (Trainee) (15 Feb 2007 to 31 Oct 2007)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (11)Employed By (since 1 Jun 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (15 Sep 2014 to 29 Nov 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (15 Sep 2014 to 29 Nov 2022)
    • CF4 Partner (AR) (25 Jul 2008 to 30 May 2013)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (15 Sep 2014 to 29 Nov 2022)
  • Charles Derby Associates Wealth Management Ltd (no longer approved here)

    FRN 513083

    • Employed By (6 Feb 2012 to 13 Dec 2013)
  • Charles Derby Associates (no longer approved here)

    FRN 486140

    • Employed By (25 Jul 2008 to 14 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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