QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Frederick Clark

    IRN DFC00017

    • CF30 Customer (1 Nov 2007 to 14 Dec 2011)
    • CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)
  • Derek Ohlendorf

    IRN DRO01026

    • [FCA CF] Manager of certification employee (since 1 Sep 2020)
  • Derek Peter Gregersen

    IRN DPG00009

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF7 Sole Trader (AR) (18 Apr 2006 to 31 Jan 2007)
    • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
  • Desmond Glyn Thomas

    IRN DGT01040

    • CF30 Customer (2 Apr 2012 to 22 Apr 2013)
  • Diana Bruty

    IRN DXB01620

    • CF1 Director (AR) (23 Sep 2009 to 3 Sep 2012)
  • Diane Elaine Roberts

    IRN DER00008

    • CF30 Customer (8 Jan 2014 to 31 Jan 2017)
    • CF1 Director (AR) (8 Jan 2014 to 31 Jan 2017)
  • Diane Marie Broadhead

    IRN DML01085

    • Appointed representative dealing with clients for which they require qualification (19 Mar 2021 to 20 Mar 2021)
  • Dominic Anton Patten

    IRN DAP01108

    • CF1 Director (AR) (10 Mar 2011 to 4 Sep 2012)
    • CF30 Customer (10 Mar 2011 to 4 Sep 2012)
  • Dominic Cartwright

    IRN DXC01959

    • CF30 Customer (14 Jul 2010 to 17 Nov 2021)
  • Dominic Hennessy

    IRN DJH00027

    • CF1 Director (AR) (26 Apr 2013 to 12 Dec 2013)
    • CF30 Customer (26 Apr 2013 to 10 Dec 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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