Dominic Hennessy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 Dec 2019)
    • CF1 Director (AR) (since 7 May 2013)
    • CF30 Customer (since 7 May 2013)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 26 Apr 2013)
    • CF30 Customer (26 Apr 2013 to 10 Dec 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (26 Apr 2013 to 12 Dec 2013)
    • CF30 Customer (26 Apr 2013 to 10 Dec 2013)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 25 Nov 2014)
  • Alexander Hall Associates Limited (no longer approved here)

    FRN 154485

    • CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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