Dominic Cartwright

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
  • Finli (IPWM) Limited

    FRN 591331

    • (31)Employed By (since 5 May 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 May 2020 to 4 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 4 Dec 2025)
  • Insight Financial Management Ltd (no longer approved here)

    FRN 230002

    • (19)Employed By (20 Dec 2012 to 16 Nov 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (14 Jul 2010 to 17 Nov 2021)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (11 May 2010 to 1 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (31)Employed By at Finli (IPWM) Limited