QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Ernest Lewis

  IRN AEL01044

  • CF21 Investment Adviser (9 Dec 2003 to 13 Jan 2004)
• Adrian Malcolm Ford

  IRN AXF00083

  • [FCA CF] Client dealing (21 Sep 2022 to 22 Nov 2023)
  • [FCA CF] Functions requiring qualifications (21 Sep 2022 to 22 Nov 2023)
• Adrian Mark Keane-Munday

  IRN AMK00016

  • [FCA CF] Manager of certification employee (2 Mar 2022 to 1 Jul 2023)
• Adrian Perry

  IRN AXP00142

  • CF30 Customer (5 May 2009 to 14 Mar 2012)
• Adrian Thomas Grace

  IRN ATG01028

  • CF2 Non Executive Director (5 Nov 2013 to 7 Aug 2014)
• Adrian Vincent Kidd

  IRN AXK00086

  • CF30 Customer (1 Nov 2007 to 6 Mar 2008)
  • CF21 Investment Adviser (3 Jun 2003 to 31 Oct 2007)
• Aidan George

  IRN ASG01076

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • [FCA CF] Client dealing (since 1 Sep 2020)
• Aidan Kearns

  IRN AGK00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 6 Mar 2023)
• Aidan Richard O'Neill

  IRN ARO01014

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 16 Feb 2010)
• Akhtarul Islam Choudhury

  IRN AIC00007

  • CF30 Customer (2 Apr 2012 to 23 Apr 2013)

• PSG Financial Solutions Limited (no longer appointed)

  FRN 605097 · Appointed 8 Aug 2013 · Until 13 Apr 2023

• Ashley Law Wealth Management limited (no longer appointed)

  FRN 605617 · Appointed 7 Aug 2013 · Until 10 May 2022

• Juno Wealth Management Ltd (no longer appointed)

  FRN 604963 · Appointed 25 Jul 2013 · Until 30 Apr 2015

• Dr Bjorn Drobak (no longer appointed)

  FRN 569071 · Appointed 16 Jul 2013 · Until 11 Nov 2015

• Wealth Management Workshop Ltd (no longer appointed)

  FRN 603656 · Appointed 3 Jul 2013 · Until 25 Nov 2020

• Will Protection Services Ltd (no longer appointed)

  FRN 603666 · Appointed 3 Jul 2013 · Until 25 Nov 2020

• Geoffrey Leaver Wealth Management Ltd (no longer appointed)

  FRN 602737 · Appointed 19 Jun 2013 · Until 30 Jul 2013

• Jillian Bowen (no longer appointed)

  FRN 602542 · Appointed 13 Jun 2013 · Until 20 Nov 2018

• Nathan Broadhead (no longer appointed)

  FRN 602512 · Appointed 12 Jun 2013 · Until 19 Nov 2020

• Alexander House Agencies Ltd (no longer appointed)

  FRN 486849 · Appointed 10 Jun 2013 · Until 25 Nov 2020

No changes recorded yet.