Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 1 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 1 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • [FCA CF] Client dealing (since 1 Sep 2020)
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 1 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 1 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • [FCA CF] Client dealing (since 1 Sep 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Aug 2011 to 31 Mar 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Jan 2009 to 14 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.