QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Channon

  IRN GRC00002

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 10 Mar 2011)
  • CF30 Customer (since 10 Mar 2011)
• Gareth Hume

  IRN GXH01877

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jan 2022)
  • CF1 Director (AR) (11 Jan 2017 to 5 Jan 2022)
• Gareth James Jones

  IRN GJJ01024

  • CF30 Customer (2 Apr 2012 to 17 Aug 2016)
• Gareth John Reynolds

  IRN GJR01096

  • CF30 Customer (26 Sep 2008 to 31 Aug 2011)
• Garry John Pilkington

  IRN GJP00002

  • CF30 Customer (1 Sep 2010 to 25 Jan 2013)
• Gary Bunting

  IRN GXB00625

  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 10 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Jan 2025)
• Gary Carl Noot

  IRN GXN00016

  • CF1 Director (AR) (6 Dec 2011 to 3 Oct 2012)
  • CF30 Customer (23 Mar 2009 to 3 Oct 2012)
• Gary Cosgrove

  IRN GDC01064

  • CF30 Customer (10 Oct 2012 to 31 Dec 2012)
  • CF1 Director (AR) (25 Jul 2012 to 16 Oct 2013)
• Gary Dale Mallett

  IRN GDM00026

  • CF30 Customer (6 Sep 2011 to 3 Aug 2012)
• Gary Douglas Ellard

  IRN GXE00039

  • CF30 Customer (8 Jan 2008 to 12 Jan 2012)
  • CF1 Director (AR) (8 Jan 2008 to 27 Jul 2015)

• Ashley Law Bromsgrove Ltd (no longer appointed)

  FRN 607985 · Appointed 24 Oct 2013 · Until 24 Mar 2023

• Advies Private Clients LLP (no longer appointed)

  FRN 608366 · Appointed 8 Oct 2013 · Until 9 Apr 2021

• Workplace Advice Wealth Management Ltd (no longer appointed)

  FRN 608269 · Appointed 4 Oct 2013 · Until 2 Mar 2021

• Charles Derby Private Clients Ltd (no longer appointed)

  FRN 608110 · Appointed 2 Oct 2013 · Until 8 Apr 2020

• Ashley Law Bromsgrove Ltd (no longer appointed)

  FRN 607985 · Appointed 1 Oct 2013 · Until 16 Oct 2013

• MRBH Ltd (no longer appointed)

  FRN 607364 · Appointed 16 Sep 2013 · Until 18 Sep 2020

• Suresh Shah (no longer appointed)

  FRN 607262 · Appointed 12 Sep 2013 · Until 31 Dec 2013

• Peter Robinson (no longer appointed)

  FRN 606757 · Appointed 4 Sep 2013 · Until 13 Dec 2016

• Robert Thomson (no longer appointed)

  FRN 605751 · Appointed 20 Aug 2013 · Until 26 Nov 2020

• Paul Andrew Collins (no longer appointed)

  FRN 605753 · Appointed 13 Aug 2013 · Until 18 Sep 2013

No changes recorded yet.