Gareth John Reynolds

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Reynolds Wealth Management Ltd

    FRN 668210

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 31 Aug 2016)
    • CF10 Compliance Oversight (28 May 2015 to 8 Dec 2019)
    • CF1 Director (28 May 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 May 2015 to 8 Dec 2019)
    • CF30 Customer (28 May 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 May 2015 to 30 Sep 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (8 Sep 2014 to 29 May 2015)
    • CF30 Customer (19 Jul 2011 to 29 May 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (26 Sep 2008 to 31 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.