Gareth James Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Mar 2024)
    • [FCA CF] Client dealing (since 21 Mar 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2024)
    • CF30 Customer (27 Jul 2016 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 17 Aug 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Apr 2010 to 1 Apr 2012)
  • Warwick Road IFA Limited (no longer approved here)

    FRN 512450

    • Employed By (13 Apr 2010 to 17 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

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