QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Phillip Knott

    IRN RPK00003

    • (1411)CF30 Customer (17 Oct 2012 to 31 Dec 2012)
  • Richard Robert John Chubb

    IRN RRC01023

    • (78)CF21 Investment Adviser (11 Oct 2004 to 31 Dec 2005)
  • Richard Short

    IRN RPS00039

    • (1297)CF30 Customer (1 Nov 2007 to 4 Dec 2013)
    • (1298)CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
  • Richard Stuart Slater

    IRN RSS00006

    • (220)7. Giving personal recommendations on long-term care insurance contracts
    • (221)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (222)4. Giving personal recommendations on retail investment products which are not broker funds
    • (224)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (223)CF30 Customer (since 1 Nov 2007)
    • (225)CF1 Director (AR) (since 14 Dec 2004)
    • (1949)CF21 Investment Adviser (14 Dec 2004 to 31 Oct 2007)
  • Richard Watson

    IRN RJW01320

    • (890)[FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
  • Rikesh Dhirajlal Bathia

    IRN RDB01149

    • (2055)CF30 Customer (21 Aug 2012 to 30 Sep 2013)
    • (2056)CF1 Director (AR) (21 Aug 2012 to 30 Sep 2013)
  • Robert Alexander Vickery

    IRN ARV01015

    • (1632)CF30 Customer (21 Dec 2012 to 8 Nov 2015)
  • Robert Andrew Downham

    IRN RAD00041

    • (499)CF1 Director (AR) (8 Nov 2006 to 13 Nov 2006)
  • Robert Brooke Smith

    IRN RBS00004

    • (914)CF30 Customer (1 Nov 2007 to 21 Feb 2011)
    • (916)CF1 Director (AR) (25 Jan 2006 to 21 Feb 2011)
    • (915)CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
  • Robert Cassidy

    IRN RXC01388

    • (2078)CF30 Customer (15 Jun 2010 to 3 Apr 2012)
    • (2079)CF1 Director (AR) (15 Jun 2010 to 3 Apr 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (435)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (434)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  3. controlled function added: (433)Appointed representative dealing with clients for which they require qualification

  4. controlled function added: (432)CF30 Customer

  5. controlled function added: (431)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (430)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (429)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  8. controlled function added: (428)CF1 Director (AR)

  9. controlled function added: (427)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (426)CF30 Customer

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