Robert Alexander Vickery

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clickery Financial Ltd

    FRN 712643

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (5 Oct 2015 to 8 Dec 2019)
    • CF1 Director (5 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (5 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Oct 2015 to 30 Sep 2018)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (14 Jun 2013 to 8 Nov 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (21 Dec 2012 to 8 Nov 2015)
  • Charles Derby Associates Wealth Management Ltd (no longer approved here)

    FRN 513083

    • Employed By (21 Dec 2012 to 8 Dec 2019)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (22 Jan 2011 to 24 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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