Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 19 Sep 2017)
    • CF10 Compliance Oversight (19 Sep 2017 to 8 Dec 2019)
    • CF1 Director (19 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Sep 2017 to 30 Sep 2018)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (19 Mar 2012 to 27 Dec 2012)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (15 Jun 2010 to 3 Apr 2012)
    • CF1 Director (AR) (15 Jun 2010 to 3 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.