Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blue Frog Finance Limited
FRN 779073
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 3 Feb 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 19 Sep 2017)
- CF10 Compliance Oversight (19 Sep 2017 to 8 Dec 2019)
- CF1 Director (19 Sep 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (19 Sep 2017 to 30 Sep 2018)
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- CF30 Customer (19 Mar 2012 to 27 Dec 2012)
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- CF30 Customer (15 Jun 2010 to 3 Apr 2012)
- CF1 Director (AR) (15 Jun 2010 to 3 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.