Date authorised
19 September 2017
Companies House
10668974
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Mimms Hall Road
    Potters Bar
    Hertfordshire
    EN6 3DU
    UNITED KINGDOM
    Phone
    +4407919366030
  • Complaints Contact

    65 Mimms Hall Road
    Potters Bar
    Hertfordshire
    EN6 3DU
    UNITED KINGDOM
    Phone
    +4407919366030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Peter Jones

    IRN JXJ00120

    • [FCA CF] Benchmark submission and administration (6 Dec 2022 to 8 Dec 2023)
    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 8 Dec 2023)
    • [FCA CF] Client dealing (6 Dec 2022 to 8 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (6 Dec 2022 to 8 Dec 2023)
  • Melissa Jasmina Lucia Coldwell

    IRN MXC00717

    • Appointed representative dealing with clients for which they require qualification (6 Dec 2022 to 1 Jan 2024)
    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 1 Jan 2024)
    • [FCA CF] Client dealing (18 Mar 2022 to 1 Jan 2024)
    • [FCA CF] Benchmark submission and administration (18 Mar 2022 to 1 Jan 2024)
  • Robert Cassidy

    IRN RXC01388

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 19 Sep 2017)
    • CF1 Director (19 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Sep 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (19 Sep 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Michael J. Lawton (no longer appointed)

    FRN 833503 · Appointed 20 Dec 2019 · Until 20 Jun 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.