QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Terence Finchett

    IRN TPF00002

    • (1491)CF1 Director (AR) (29 Mar 2011 to 24 Dec 2013)
    • (1490)CF30 Customer (29 Mar 2011 to 24 Dec 2013)
  • Terence Gordon Green

    IRN TGG00005

    • (113)CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • (115)CF1 Director (AR) (7 Sep 2006 to 28 Dec 2007)
    • (114)CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
  • Terence John Holbrook

    IRN TJH00012

    • (571)CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • (572)CF21 Investment Adviser (10 Oct 2003 to 31 Oct 2007)
  • Terence John Rourke

    IRN TXR00020

    • (136)CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • (137)CF21 Investment Adviser (9 Jan 2003 to 31 Oct 2007)
  • Terence Mullender

    IRN TXM01343

    • (977)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 11 Apr 2021)
    • (976)[FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
    • (975)[FCA CF] Client dealing (1 Sep 2020 to 11 Apr 2021)
  • Teresa Lea

    IRN TVL00002

    • (1315)[FCA CF] Manager of certification employee (1 Sep 2020 to 12 Apr 2021)
  • Teresa Mary Owen

    IRN TMU00002

    • (1160)CF30 Customer (1 Sep 2008 to 17 Sep 2010)
  • Terry Lambert

    IRN TWL00005

    • (1332)CF4 Partner (AR) (2 Apr 2012 to 4 Jun 2013)
  • Thomas Andrew Kelly

    IRN TAK00002

    • (633)CF30 Customer (3 Aug 2010 to 31 Dec 2012)
  • Thomas David Shepherd

    IRN TXS03925

    • (699)Appointed representative dealing with clients for which they require qualification (17 Aug 2023 to 9 Dec 2025)
    • (698)CF30 Customer (7 Aug 2023 to 9 Dec 2025)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (485)SMF10 Chair of the Risk Committee

  2. controlled function added: (484)SMF9 Chair of the Governing Body

  3. controlled function added: (483)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (482)SMF18 Other Overall Responsibility

  5. controlled function added: (481)CF1 Director (AR)

  6. controlled function added: (480)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (479)CF30 Customer

  8. controlled function added: (478)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (477)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (476)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

Show more