Terence Finchett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
- CF1 Director (AR) (15 Aug 2013 to 31 Dec 2020)
- CF30 Customer (15 Aug 2013 to 31 Dec 2020)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (15 Aug 2013 to 31 Dec 2020)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF1 Director (AR) (29 Mar 2011 to 24 Dec 2013)
- CF30 Customer (29 Mar 2011 to 24 Dec 2013)
Terry Finchett Financial Services Ltd (no longer approved here)
FRN 162166
- (1)Employed By (10 Jan 2005 to 23 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.