Quilter Mortgage Planning Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Daniel Kitchener
IRN DXK00070
- (1712)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Apr 2021)
Daniel Marshall
IRN DXM00213
- (1690)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Oct 2021)
Daniel Marshall
IRN DXM00613
- (1474)Appointed representative dealing with clients for which they require qualification (26 Apr 2021 to 6 Mar 2023)
Daniel Matthew Baynton
IRN DXB00712
- (1360)SMF5 Head of Internal Audit (since 26 Jan 2023)
Daniel Paul Aslett
IRN DXA00073
- (2632)CF1 Director (AR) (31 Mar 2013 to 28 Apr 2014)
Daniel Philip Thomas
IRN DPT00020
- (2186)CF1 Director (AR) (29 Aug 2012 to 20 Sep 2019)
Daniel Philpott
IRN DXP00111
- (238)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (237)21. Advising or arranging (bringing about) equity release transactions
- (239)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Daniel Prowse
IRN DXP00112
- (2296)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Oct 2022)
Daniel Quinn
IRN DXQ00009
- (2731)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Mar 2022)
Daniel Shearan
IRN DXS02251
- (556)CF1 Director (AR) (8 Mar 2012 to 2 Dec 2013)

Smaller firms operating under this firm's FCA authorisation.

1st Stop Financial Services Ltd (no longer appointed)
FRN 479356 · Appointed 31 Mar 2013 · Until 26 Nov 2020
Westfield Financial Solutions (2011) Ltd (no longer appointed)
FRN 575062 · Appointed 31 Mar 2013 · Until 16 Dec 2013
ISM Financial Management (no longer appointed)
FRN 463072 · Appointed 31 Mar 2013 · Until 28 Jul 2017
Brian Short (no longer appointed)
FRN 478899 · Appointed 31 Mar 2013 · Until 19 Nov 2020
J T Private Finance (Wealth Management) Ltd (no longer appointed)
FRN 519065 · Appointed 31 Mar 2013 · Until 19 Nov 2020
Brickland Financial Ltd (no longer appointed)
FRN 592058 · Appointed 31 Mar 2013 · Until 6 Apr 2018
Jackson Toms Financial Services Ltd (no longer appointed)
FRN 424874 · Appointed 31 Mar 2013 · Until 22 Jul 2025
Wayne B Butler & Associates Ltd (no longer appointed)
FRN 492592 · Appointed 31 Mar 2013 · Until 3 Oct 2017
Warwick Road IFA Limited (no longer appointed)
FRN 512450 · Appointed 31 Mar 2013 · Until 15 Dec 2021
James Anderson (no longer appointed)
FRN 568413 · Appointed 31 Mar 2013 · Until 26 Jul 2013

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.