Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PARRETT FINANCIAL LTD
FRN 967497
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Responsible for Insurance Distribution (since 1 Nov 2022)
- SMF16 Compliance Oversight (since 1 Nov 2022)
- SMF3 Executive Director (since 1 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
- Responsibility for MCD Intermediation (since 1 Nov 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.