Quilter Mortgage Planning Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David John Dury
IRN DXD00166
- (2315)Appointed representative dealing with clients for which they require qualification (24 Dec 2020 to 6 Mar 2023)
David John Jenkins
IRN DJJ01089
- (7)CF1 Director (AR) (29 May 2009 to 24 May 2012)
David John Le Lacheur
IRN DJL01276
- (698)CF1 Director (AR) (11 Sep 2015 to 25 Apr 2019)
David John Marlow
IRN DJM01383
- (2915)CF1 Director (AR) (30 May 2007 to 31 Jul 2021)
David John Pollard
IRN DJP01356
- (749)CF1 Director (AR) (17 Jun 2016 to 6 Jul 2022)
David John Randall
IRN DJR00048
- (1283)CF1 Director (AR) (16 Nov 2015 to 20 Nov 2021)
- (1282)CF4 Partner (AR) (29 Apr 2009 to 18 Nov 2015)
David John Raven
IRN DJR01264
- (64)CF1 Director (AR) (8 Jul 2008 to 11 Aug 2009)
David John Reynolds
IRN DJR00032
- (1312)CF1 Director (AR) (since 31 Mar 2013)
David John Rimmer
IRN DJR00010
- (395)CF30 Customer (26 Apr 2013 to 23 Aug 2013)
- (396)CF1 Director (AR) (26 Apr 2013 to 2 Aug 2013)
David John Tiller
IRN DXT22473
- (1941)SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
- (1942)[FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
- (1943)[FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
- (1944)[FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)

Smaller firms operating under this firm's FCA authorisation.

Castle Financial Services (South East) Ltd (no longer appointed)
FRN 442173 · Appointed 26 Apr 2013 · Until 31 Jul 2020
Checkmate Financial Services Ltd (no longer appointed)
FRN 463175 · Appointed 26 Apr 2013 · Until 8 Dec 2016
Christopher Daems (no longer appointed)
FRN 508983 · Appointed 26 Apr 2013 · Until 13 Feb 2015
Corporate Financial Resources LLP (no longer appointed)
FRN 573211 · Appointed 26 Apr 2013 · Until 6 May 2016
David Marsh (no longer appointed)
FRN 503919 · Appointed 26 Apr 2013 · Until 22 Aug 2016
Define Financial Planning Limited (no longer appointed)
FRN 481360 · Appointed 26 Apr 2013 · Until 1 Dec 2014
Financial Planning Service (London) (no longer appointed)
FRN 432802 · Appointed 26 Apr 2013 · Until 31 May 2019
Future Directions Financial Services Ltd (no longer appointed)
FRN 466338 · Appointed 26 Apr 2013 · Until 27 Oct 2017
Gerald Bellot (no longer appointed)
FRN 187426 · Appointed 26 Apr 2013 · Until 25 Feb 2021
i C Wealth Management Ltd (no longer appointed)
FRN 542810 · Appointed 26 Apr 2013 · Until 31 Jul 2013

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.