David John Rimmer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (24 Jul 2013 to 1 Apr 2019)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF1 Director (AR) (26 Apr 2013 to 2 Aug 2013)
- CF30 Customer (26 Apr 2013 to 23 Aug 2013)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF30 Customer (26 Apr 2013 to 23 Aug 2013)
- CF1 Director (AR) (26 Apr 2013 to 2 Aug 2013)
Oak Financial Management Ltd (no longer approved here)
FRN 192062
- (2)Employed By (9 Nov 2010 to 1 Apr 2019)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF7 Sole Trader (AR) (5 Feb 2002 to 26 Oct 2003)
- CF21 Investment Adviser (5 Feb 2002 to 26 Oct 2003)
AMB Financial Services (no longer approved here)
FRN 210360
- Employed By (5 Feb 2002 to 26 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.