Date authorised
1 April 2013
Companies House
05495327
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Stephenson

    IRN CXS00093

    • CF1 Director (AR) (16 Apr 2013 to 19 Oct 2016)
    • CF4 Partner (AR) (23 Mar 2012 to 19 Oct 2016)
  • Colin Alastair Sneddon

    IRN CXS00130

    • Appointed representative dealing with clients for which they require qualification (26 Feb 2020 to 30 Jun 2021)
  • Colin Alexander Mackay

    IRN CAM00039

    • CF1 Director (AR) (since 10 Aug 2022)
  • Colin Angell

    IRN CBA00002

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 30 Sep 2021)
  • Colin Brian Selway

    IRN CBS00005

    • CF1 Director (AR) (19 Apr 2016 to 28 Dec 2016)
  • Colin Burley

    IRN CXB00079

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Mar 2023)
  • Colin Clark

    IRN CXC01552

    • CF1 Director (AR) (2 Mar 2007 to 14 Feb 2008)
  • Colin David Baxter

    IRN CDB01112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Mar 2026)
    • CF1 Director (AR) (21 Apr 2011 to 16 Mar 2026)
  • Colin David McLean

    IRN CDM00012

    • CF1 Director (AR) (7 Sep 2015 to 17 Jul 2020)
  • Colin Foster

    IRN CTF00003

    • CF1 Director (AR) (27 Jul 2015 to 12 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Sue Fisher (no longer appointed)

    FRN 609408 · Appointed 19 Nov 2013 · Until 4 Feb 2015

  • Mike Haigh (no longer appointed)

    FRN 609860 · Appointed 15 Nov 2013 · Until 27 Feb 2014

  • Release My Equity Ltd (no longer appointed)

    FRN 610354 · Appointed 15 Nov 2013 · Until 10 Jan 2014

  • Colin Flatman (no longer appointed)

    FRN 609310 · Appointed 12 Nov 2013 · Until 27 Sep 2015

  • Viva & Co Limited (no longer appointed)

    FRN 567256 · Appointed 12 Nov 2013 · Until 3 Nov 2017

  • Stuart Newsome (no longer appointed)

    FRN 609316 · Appointed 12 Nov 2013 · Until 11 Aug 2015

  • Equity Vantage Limited (no longer appointed)

    FRN 610005 · Appointed 11 Nov 2013 · Until 1 Jun 2017

  • Teresa Firth (no longer appointed)

    FRN 609859 · Appointed 7 Nov 2013 · Until 3 Mar 2016

  • PRWS Financial Solutions Ltd (no longer appointed)

    FRN 609185 · Appointed 31 Oct 2013 · Until 1 Jan 2017

  • Soteria FS Ltd (no longer appointed)

    FRN 609485 · Appointed 31 Oct 2013 · Until 24 Jun 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.