Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- CF1 Director (AR) (since 10 Aug 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Nov 2012)
-
Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 10 Aug 2022)
-
Elmbrae Mortgage & Pensions Ltd.
FRN 210850
- (1)Employed By (since 15 Sep 2003)
-
- CF30 Customer (28 Dec 2011 to 23 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.