Clive Stephenson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Active Mortgage Services Limited (no longer approved here)
FRN 473140
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Feb 2023)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (16 Apr 2013 to 19 Oct 2016)
- CF4 Partner (AR) (23 Mar 2012 to 19 Oct 2016)
Harton Mortgage Services Limited (no longer approved here)
FRN 409392
- (1)Employed By (23 Mar 2012 to 19 Oct 2016)
First Complete Limited (no longer approved here)
FRN 435779
- CF4 Partner (AR) (10 May 2010 to 31 Dec 2011)
Openwork Limited (no longer approved here)
FRN 408285
- CF4 Partner (AR) (1 Jun 2005 to 18 Aug 2005)
David Ridley (no longer approved here)
FRN 215953
- Employed By (1 Dec 2001 to 1 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.