Quilter Mortgage Planning Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James Finlay
IRN JXF00120
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 May 2024)
James Gordon McCreath
IRN JXM02574
- CF1 Director (AR) (4 Nov 2011 to 29 Nov 2019)
James Harries
IRN JAH01296
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Feb 2023)
James Hawksworth
IRN JDH01228
- CF1 Director (AR) (27 Mar 2019 to 4 Mar 2021)
James Henderson Chapman
IRN JHC01079
- CF1 Director (AR) (31 Mar 2013 to 11 Nov 2014)
James Hill
IRN JXH00553
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2025)
James Hooper
IRN JXH00248
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Feb 2022)
James Horgan
IRN JXH00249
- Appointed representative dealing with clients for which they require qualification (5 Jun 2020 to 3 Mar 2023)
James Hugh Mcdonough
IRN JXM00635
- Appointed representative dealing with clients for which they require qualification (26 Jun 2020 to 1 Jul 2022)
James Jonathan Charles Grace
IRN JXG00289
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Oct 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.