James Gordon McCreath

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McCreath Financial Partners Limited

    FRN 1007218

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 8 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Apr 2024)
    • Responsibility for MCD Intermediation (since 2 Apr 2024)
    • SMF3 Executive Director (since 2 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2024)
    • SMF16 Compliance Oversight (since 2 Apr 2024)
    • Responsible for Insurance Distribution (since 2 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (10 Mar 2020 to 27 Mar 2024)
    • CF30 Customer (10 Mar 2020 to 27 Mar 2024)
    • CF1 Director (AR) (10 Mar 2020 to 27 Mar 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (4 Nov 2011 to 29 Nov 2019)
    • CF30 Customer (4 Nov 2011 to 29 Nov 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (4 Nov 2011 to 29 Nov 2019)
  • McCreath Financial Partners Limited (no longer approved here)

    FRN 567232

    • Employed By (4 Nov 2011 to 29 Nov 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (26 May 2010 to 17 Oct 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (22 Jan 2008 to 12 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

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