James Hawksworth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Mar 2021)
    • CF30 Customer (since 24 Feb 2021)
    • CF1 Director (AR) (since 24 Feb 2021)
    • CF30 Customer (26 Aug 2015 to 18 Jun 2016)
  • Zenith Financial Planning Limited

    FRN 836308

    • Employed By (since 27 Mar 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Mar 2021)
    • CF1 Director (AR) (27 Mar 2019 to 4 Mar 2021)
    • CF30 Customer (22 Jun 2018 to 4 Mar 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (27 Mar 2019 to 4 Mar 2021)
  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • CF30 Customer (21 Jun 2016 to 20 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.