Quilter Mortgage Planning Limited

Date authorised
1 April 2013
Companies House
05495327
Last scraped
7 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Dury

    IRN DXD00166

    • (2315)Appointed representative dealing with clients for which they require qualification (24 Dec 2020 to 6 Mar 2023)
  • David John Jenkins

    IRN DJJ01089

    • (7)CF1 Director (AR) (29 May 2009 to 24 May 2012)
  • David John Le Lacheur

    IRN DJL01276

    • (698)CF1 Director (AR) (11 Sep 2015 to 25 Apr 2019)
  • David John Marlow

    IRN DJM01383

    • (2915)CF1 Director (AR) (30 May 2007 to 31 Jul 2021)
  • David John Pollard

    IRN DJP01356

    • (749)CF1 Director (AR) (17 Jun 2016 to 6 Jul 2022)
  • David John Randall

    IRN DJR00048

    • (1283)CF1 Director (AR) (16 Nov 2015 to 20 Nov 2021)
    • (1282)CF4 Partner (AR) (29 Apr 2009 to 18 Nov 2015)
  • David John Raven

    IRN DJR01264

    • (64)CF1 Director (AR) (8 Jul 2008 to 11 Aug 2009)
  • David John Reynolds

    IRN DJR00032

    • (1312)CF1 Director (AR) (since 31 Mar 2013)
  • David John Rimmer

    IRN DJR00010

    • (395)CF30 Customer (26 Apr 2013 to 23 Aug 2013)
    • (396)CF1 Director (AR) (26 Apr 2013 to 2 Aug 2013)
  • David John Tiller

    IRN DXT22473

    • (1941)SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • (1942)[FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
    • (1943)[FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
    • (1944)[FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1505)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (1504)CF1 Director (AR)

  3. controlled function added: (1503)SMF11 Chair of the Audit Committee

  4. controlled function added: (1502)CF1 Director (AR)

  5. controlled function added: (1501)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (1500)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  7. controlled function added: (1499)CF1 Director (AR)

  8. controlled function added: (1498)CF1 Director (AR)

  9. controlled function added: (1497)CF1 Director (AR)

  10. controlled function added: (1496)Appointed representative dealing with clients for which they require qualification

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