Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Dorota Przybyl
IRN DXP02288
- (2260)CF1 Director (AR) (30 Mar 2017 to 16 Jan 2024)
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Dorothy Anne Elizabeth Randall Randall
IRN DAR01196
- (101)CF4 Partner (AR) (29 Apr 2009 to 11 Nov 2015)
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Douglas Anthony Young
IRN DAY00004
- (2322)CF1 Director (AR) (15 Dec 2009 to 7 Jun 2021)
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Douglas John Prentice
IRN DJP01281
- (132)CF1 Director (AR) (14 Apr 2010 to 21 Dec 2010)
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Douglas Rouwenhorst
IRN DPR00011
- (1313)CF1 Director (AR) (since 30 Sep 2015)
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Douglas Thomas Russon
IRN DTR01027
- (582)CF1 Director (AR) (31 May 2011 to 19 Jul 2012)
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Duncan Hinks
IRN DXH02338
- (654)CF1 Director (AR) (21 Aug 2018 to 2 Sep 2022)
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Duncan John Lane Eardley
IRN DXE35335
- (529)[FCA CF] Significant management (since 1 Jul 2020)
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Duncan Kemp Taylor
IRN DXT00042
- (1612)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2021)
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Duncan May
IRN DXM00214
- (1689)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Charles Derby Private Clients Ltd (no longer appointed)
FRN 608110 · Appointed 15 Oct 2013 · Until 8 Apr 2020
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Ashley Law Bromsgrove Ltd (no longer appointed)
FRN 607985 · Appointed 14 Oct 2013 · Until 22 Oct 2013
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Advies Private Clients LLP (no longer appointed)
FRN 608366 · Appointed 14 Oct 2013 · Until 9 Apr 2021
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Signature Financial Associates Ltd (no longer appointed)
FRN 608521 · Appointed 9 Oct 2013 · Until 23 Apr 2021
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One2One Financial Solutions Ltd (no longer appointed)
FRN 449885 · Appointed 1 Oct 2013 · Until 15 Dec 2020
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1505)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (1504)CF1 Director (AR)
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controlled function added: (1503)SMF11 Chair of the Audit Committee
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controlled function added: (1502)CF1 Director (AR)
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controlled function added: (1501)Appointed representative dealing with clients for which they require qualification
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controlled function added: (1500)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (1499)CF1 Director (AR)
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controlled function added: (1498)CF1 Director (AR)
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controlled function added: (1497)CF1 Director (AR)
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controlled function added: (1496)Appointed representative dealing with clients for which they require qualification