Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2023)
    • Responsibility for MCD Intermediation (since 5 Oct 2023)
    • Responsible for Insurance Distribution (since 5 Oct 2023)
    • SMF16 Compliance Oversight (since 5 Oct 2023)
    • SMF3 Executive Director (since 5 Oct 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jan 2024)
    • CF1 Director (AR) (28 Feb 2019 to 16 Jan 2024)
    • CF30 Customer (28 Feb 2019 to 16 Jan 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (30 Mar 2017 to 16 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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