Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2026)
    • CF30 Customer (since 11 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 May 2021)
    • CF30 Customer (25 Mar 2013 to 6 May 2021)
    • CF1 Director (AR) (15 Dec 2009 to 7 Jun 2021)
    • (1)Employed By (since 11 Dec 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (8 Dec 2020 to 18 Oct 2024)
    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 18 Oct 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (15 Dec 2009 to 7 Jun 2021)
  • Wealth Planning Associates Ltd (no longer approved here)

    FRN 512922

    • Employed By (15 Dec 2009 to 7 Jun 2021)
  • The Cathedral Partnership (no longer approved here)

    FRN 193436

    • (4)Employed By (1 Dec 2001 to 1 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.