Quilter Life & Pensions Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +4408081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Paul Stephen Matthews

  IRN PSM01104

  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2023 to 23 May 2024)
• Paul William Feeney

  IRN PWF01007

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Oct 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Dec 2018)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
  • CF3 Chief Executive (18 Jun 2013 to 6 Mar 2016)
  • Responsible for Insurance Mediation (18 Jun 2013 to 30 Sep 2018)
  • CF1 Director (28 Sep 2012 to 6 Mar 2016)
• Pauline Jane Colvin

  IRN PJC01222

  • CF1 Director (21 Feb 2008 to 17 Jun 2008)
  • CF28 Systems and controls (1 Nov 2007 to 17 Jun 2008)
  • CF14 Risk Assessment (2 Mar 2007 to 31 Oct 2007)
• Penny Cole

  IRN PXC00330

  • SMF18 Other Overall Responsibility (since 20 Jan 2022)
  • [PRA CF] Significant risk taker or Material risk taker (26 May 2021 to 20 Jan 2022)
  • [FCA CF] Material risk taker (26 May 2021 to 20 Jan 2022)
• Peter Drury

  IRN PXD01259

  • CF12 Actuarial (16 Oct 2009 to 30 Jun 2010)
• Peter Mann

  IRN PXM00249

  • Responsible for Insurance Mediation (18 Aug 2010 to 26 Mar 2013)
  • CF3 Chief Executive (18 Aug 2010 to 26 Mar 2013)
  • CF8 Apportionment and Oversight (18 Aug 2010 to 26 Mar 2013)
  • CF1 Director (9 Jan 2009 to 1 Jul 2014)
• Philip Arthur John Broadley

  IRN PAB01141

  • CF1 Director (3 Aug 2010 to 15 Jul 2014)
• Philip Ian Thomas

  IRN PIT01015

  • CF11 Money Laundering Reporting (31 May 2016 to 7 Mar 2017)
• Philip John Roberts

  IRN PJR01249

  • SIMF7 Group Entity Senior Insurance Manager Function (22 Jun 2016 to 25 Jun 2018)
  • CF28 Systems and controls (1 Aug 2015 to 6 Mar 2016)
• Philip Neil Murphie

  IRN PNM01033

  • CF15 Internal Audit (17 Jul 2006 to 17 Sep 2007)

No changes recorded yet.