Philip Ian Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • SMF4 Chief Risk (since 21 May 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Material risk taker (26 Jan 2024 to 1 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 May 2020)
    • CF10 Compliance Oversight (8 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Mar 2017 to 8 Dec 2019)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • CF11 Money Laundering Reporting (31 May 2016 to 7 Mar 2017)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF11 Money Laundering Reporting (31 May 2016 to 7 Mar 2017)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • CF11 Money Laundering Reporting (31 May 2016 to 7 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

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