Quilter Life & Pensions Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +4408081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jennifer Graham

  IRN JXG77385

  • [FCA CF] Functions requiring qualifications (16 Apr 2020 to 10 Oct 2022)
• Jennifer Katherine Davidson

  IRN JXD00315

  • [PRA CF] Significant risk taker or Material risk taker (31 Mar 2023 to 4 Jul 2025)
  • [FCA CF] Material risk taker (31 Mar 2023 to 4 Jul 2025)
  • [FCA CF] Manager of certification employee (31 Mar 2023 to 4 Jul 2025)
  • [FCA CF] Significant management (4 Jul 2022 to 4 Jul 2025)
• Jens Peter Moller-Butcher

  IRN JPM01186

  • [FCA CF] Material risk taker (12 Aug 2024 to 13 Aug 2024)
• Jeremy Douglas Charles

  IRN JDC01152

  • CF1 Director (12 Sep 2012 to 30 Jun 2016)
• Jeremy Mugridge

  IRN JXM34943

  • [FCA CF] Significant management (6 May 2022 to 26 Jun 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 7 Feb 2023)
  • [FCA CF] Material risk taker (1 Jul 2019 to 7 Feb 2023)
• Jisel Dagumboy

  IRN JXD43107

  • [FCA CF] Functions requiring qualifications (1 Jul 2019 to 25 Nov 2019)
• Joanna Kate Harris

  IRN JXH22552

  • SMF18 Other Overall Responsibility (since 8 Jan 2026)
• Joanna Niescior

  IRN JXN00199

  • [FCA CF] Functions requiring qualifications (8 Apr 2022 to 6 Feb 2023)
• John Charles Amies Wilkinson

  IRN JCW01175

  • [FCA CF] Material risk taker (since 16 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2026)
  • [FCA CF] Significant management (since 16 Jan 2026)
  • SMF4 Chief Risk (10 Dec 2018 to 15 Jun 2023)
  • SMF16 Compliance Oversight (10 Dec 2018 to 15 Jun 2023)
  • SIMF4 Chief Risk Function (7 Aug 2017 to 9 Dec 2018)
  • CF10 Compliance Oversight (7 Aug 2017 to 9 Dec 2018)
• John Christopher Whitworth

  IRN JCW01115

  • CF12 Actuarial (22 Jan 2004 to 19 Nov 2009)

No changes recorded yet.