Quilter Investment Platform Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +448081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ben Hickman

  IRN BXH37226

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Sep 2021)
• Benjamin Holland Mountain

  IRN BHM01007

  • CF30 Customer (1 Jun 2016 to 18 Dec 2018)
• Bethan Dixon

  IRN BCD01031

  • 14. Managing investments
  • 10. Broker fund adviser
  • [FCA CF] Material risk taker (since 1 May 2025)
  • [FCA CF] Client dealing (since 1 May 2025)
  • [FCA CF] Functions requiring qualifications (since 1 May 2025)
  • [FCA CF] Material risk taker (1 Aug 2024 to 30 Oct 2024)
  • [FCA CF] Client dealing (11 Jul 2023 to 30 Oct 2024)
  • [FCA CF] Functions requiring qualifications (11 Jul 2023 to 30 Oct 2024)
• Bethany Rose Gurung

  IRN BXD34940

  • [FCA CF] Manager of certification employee (since 23 Sep 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Sep 2021)
• Bongani Nqwababa

  IRN BXN01115

  • CF2 Non Executive Director (16 Nov 2009 to 6 Jan 2014)
• Brett Richard Ball

  IRN BXB35325

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2021)
• Brett Stuart Powell Williams

  IRN BSW00003

  • CF3 Chief Executive (3 Apr 2006 to 31 May 2008)
  • CF1 Director (3 Apr 2006 to 31 May 2008)
  • CF8 Apportionment and Oversight (3 Apr 2006 to 31 Oct 2007)
• Callum Terence Earl

  IRN CXE35329

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Carlton James Hood

  IRN CJH01302

  • CF1 Director (10 Jun 2014 to 15 Apr 2016)
• Caroline Linda Hudson

  IRN CXH46453

  • [FCA CF] Manager of certification employee (since 2 Nov 2021)

No changes recorded yet.