Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Oct 2022)
    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 8 Jun 2021)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 1 Jun 2022)
    • SMF18 Other Overall Responsibility (14 May 2020 to 6 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • CF30 Customer (7 Jun 2016 to 9 Dec 2018)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • CF30 Customer (1 Jun 2016 to 1 Jun 2016)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF30 Customer (1 Jun 2016 to 18 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.