Quilter Investment Platform Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +448081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Christian Allen

  IRN MXA00060

  • CF1 Director (13 Feb 2008 to 31 May 2008)
• Mark Colin Halford

  IRN MXH34948

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jun 2021)
• Mark Harold Baxter

  IRN MHB01065

  • CF1 Director (27 Jul 2012 to 15 Apr 2014)
• Mark Kevin Leather

  IRN MKL01024

  • CF10 Compliance Oversight (13 Sep 2011 to 23 Aug 2016)
  • CF1 Director (13 Sep 2011 to 23 Aug 2016)
• Mark Oscar Satchel

  IRN MOS01018

  • SMF2 Chief Finance (since 14 Sep 2023)
  • SMF3 Executive Director (since 14 Sep 2023)
  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 13 Sep 2023)
  • CF1 Director (12 Aug 2010 to 19 Apr 2018)
• Mark Pritchard Williams

  IRN MPW01058

  • CF1 Director (26 Jul 2006 to 31 May 2008)
• Mark William Hibbitt

  IRN MXH34949

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 May 2020)
• Martin O'Malley

  IRN MXO01534

  • CF28 Systems and controls (2 Feb 2015 to 29 Jun 2016)
• Martin Vincent Fry

  IRN MXF00006

  • [FCA CF] Functions requiring qualifications (14 Aug 2020 to 14 Apr 2022)
• Mary Roberts

  IRN MXR34950

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Oct 2020)

No changes recorded yet.