Mark Pritchard Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF1 Director (17 Nov 2009 to 31 Mar 2014)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • CF28 Systems and controls (1 Nov 2007 to 31 May 2008)
    • CF20 Significant Mgt (Settlements) (15 Jan 2004 to 1 Sep 2005)
    • CF11 Money Laundering Reporting (6 Mar 2003 to 6 Sep 2004)
    • CF10 Compliance Oversight (6 Mar 2003 to 6 Sep 2004)
    • CF15 Internal Audit (6 Mar 2003 to 26 Jul 2006)
    • CF14 Risk Assessment (6 Mar 2003 to 2 Mar 2007)
    • CF1 Director (20 May 2002 to 31 May 2008)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF1 Director (26 Jul 2006 to 31 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

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